Registrars & Transfer Agents (Corporate)Certification Guide.
Covers RTA functions for corporate securities share transfers, corporate actions, regulatory compliance. Mandatory for RTA staff dealing with equity/corporate securities.
Difficulty
Beginner
Suggested prep: 10-15 days
Negative marking
25%
Avoid blind guessing.
Validity
3 years
Computer-Based Test (CBT)
Priority
Rank 22
Operations track
What this certification is really testing.
This template pulls directly from the NISM database so the article stays factual, structured, and easy to scan before you register.
Ideal for
Employees at RTAs like KFin Technologies, CAMS, Link Intime
Career paths
RTA Operations (KFin, CAMS, Link Intime)
Corporate Actions Processor
Share Registry Manager
Mandatory for
Employees of RTAs dealing with corporate registrar functions
Study by chapter weightage, not by guesswork.
The highest scoring chapters carry 70% of the paper. Start there, then use the low-weight chapters for polish.
High-weightage focus
Registrar to an Issue Functions
20%Share Transfer Agent Functions
20%Corporate Actions Handling
15%Regulatory Framework
15%Key concepts to remember
RTA functions: Processing IPO applications, share transfers, corporate actions
Major RTAs in India: KFin Technologies, CAMS, Link Intime
Share transfer: Now only in demat mode for listed companies (SEBI mandate)
Corporate actions processing: Bonus, splits, dividends done through RTA infrastructure
IPO application processing: Verification, allotment, refund managed by RTAs
ISIN verification and demat credit core RTA operations
A clear way to study this module.
Use the database strategy as the practical order of attack: official workbook first, high-weightage chapters next, then mocks and exam-day control.
Study strategy
Focus on Registrar and Share Transfer Agent functions (Ch 2+3, 40% combined)
Corporate Actions Handling (Ch 4, 15%) know all types of corporate actions
Regulatory Framework (Ch 5, 15%) SEBI (RTA) Regulations 1993
Passing score is only 50% this is an achievable exam
Exam-day tips
Standard format 100 MCQs, 120 minutes
Process-based questions know the step-by-step procedures for transfers and IPOs
0.25 negative marking but 50% passing gives comfortable margin
Very niche exam if you work at an RTA, the content is familiar from daily work
Scoring warning
The pass mark is simple. The paper is not.
Because this paper has negative marking, precision matters more than speed. Attempt the sure questions first, then return to calculations and close-call options.
Open NISM Portal