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    NISM Series XVIISEBI mandatoryTier B

    Retirement AdviserCertification Guide.

    Covers NPS, APY, EPF/PPF, annuities, retirement asset allocation, and PFRDA regulations. Mandatory for NPS distribution staff.

    Rohit Singh
    Rohit SinghMr. Chartist
    May 7, 2026
    12 min read

    Difficulty

    Beginner

    Suggested prep: 10-15 days

    Negative marking

    25%

    Avoid blind guessing.

    Validity

    3 years

    Computer-Based Test (CBT)

    Priority

    Rank 19

    Retirement track

    Database-led overview

    What this certification is really testing.

    This template pulls directly from the NISM database so the article stays factual, structured, and easy to scan before you register.

    Ideal for

    Bank employees distributing NPS

    Retirement planning specialists

    PFRDA Points of Presence staff

    Career paths

    NPS Distributor

    Retirement Planning Advisor

    Bank RM NPS/Pension Products

    Mandatory for

    NPS Points of Presence (POP) and POP-SPs (Service Providers)

    Bank/NBFC staff distributing NPS

    Syllabus intelligence

    Study by chapter weightage, not by guesswork.

    The highest scoring chapters carry 83% of the paper. Start there, then use the low-weight chapters for polish.

    0112%Retirement Planning Overview0220%National Pension System (NPS)0310%Atal Pension Yojana (APY)0415%Retirement Products EPF, PPF, Annuities0512%Taxation of Retirement Income0612%Asset Allocation for Retirement0712%Regulatory Framework PFRDA087%Client Advisory PracticesCHAPTER WEIGHTAGE MAP

    High-weightage focus

    National Pension System (NPS)

    20%

    Retirement Products EPF, PPF, Annuities

    15%

    Retirement Planning Overview

    12%

    Taxation of Retirement Income

    12%

    Asset Allocation for Retirement

    12%

    Regulatory Framework PFRDA

    12%

    Key concepts to remember

    NPS: National Pension System regulated by PFRDA (not SEBI)

    NPS Tier 1: Retirement account with lock-in till 60, Tax benefit under 80CCD(1B) additional Rs. 50,000

    NPS Tier 2: Voluntary savings account, no lock-in (except for govt employees claiming tax benefit)

    Asset classes in NPS: E (Equity), C (Corporate Bonds), G (Govt Securities), A (Alternative investments)

    APY: Atal Pension Yojana guaranteed pension of Rs. 1,000-Rs. 5,000/month for unorganized sector

    At maturity (60 years): 60% lump sum (tax-free) + 40% mandatory annuity purchase

    PPF: Public Provident Fund 15-year lock-in, EEE tax status, current interest ~7.1%

    EPF: Employee Provident Fund 12% employer + 12% employee contribution

    Preparation system

    A clear way to study this module.

    Use the database strategy as the practical order of attack: official workbook first, high-weightage chapters next, then mocks and exam-day control.

    Study strategy

    Focus on NPS (Ch 2, 20%) the core chapter of this certification

    Retirement Products (Ch 4, 15%) know EPF, PPF, annuities, NPS differences

    Asset Allocation for Retirement (Ch 6, 12%) changing allocation as retirement nears

    PFRDA Regulations (Ch 7, 12%) know Point of Presence (POP) requirements

    Exam-day tips

    Standard format 100 MCQs, 120 minutes

    NPS-specific questions dominate know Tier 1 vs Tier 2, asset classes, tax benefits

    0.25 negative marking be cautious with tax provision questions

    Questions often compare NPS with PPF and EPF know the key differences

    Scoring warning

    The pass mark is simple. The paper is not.

    Because this paper has negative marking, precision matters more than speed. Attempt the sure questions first, then return to calculations and close-call options.

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